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At YHB, we specialize in providing comprehensive FDICIA and SOX 404 consulting services tailored to meet the unique needs of your financial institution. We work collaboratively with management and external auditors to ensure your organization not only meets regulatory requirements but also enhances its internal controls and operational efficiency.
To ensure a seamless and effective FDICIA and SOX 404 consulting process, YHB follows a structured approach that integrates directly with your financial statement risk assessment procedures and includes consideration of the needs of your external auditors.
We identify and assess risks that could impact the accuracy of your financial statements.
Our team reviews internal controls, ensuring all processes are clearly defined and accurately captured. **
We conduct follow-up testing to verify that any deficiencies have been corrected and assist with deficiency severity assessment.
Detailed walkthroughs of controls are performed to assess design effectiveness and the strength of the underlying support for control execution.
YHB performs rigorous testing of controls to ensure they are operating effectively.
We conduct follow-up testing to verify that any deficiencies have been corrected and assist with deficiency severity assessment.
** For those clients working through program implementation, we can also assist with the initial drafting of process narratives
Inclusion of IT Audit Specialists for coverage of the testing of ITGC components of the control environment.
Immense knowledge of FDICIA and SOX 404 expectations learned and maintained through firsthand experience serving clients as their external auditor.
Comprehensive ICFR consultation that includes assistance coordinating the inclusion of both management and external auditor in process walkthroughs and the sharing of testing workpapers and support for external audit leverage.
For nearly 80 years, YHB has been a dedicated partner to community banks across the United States. Our specialized financial services team, comprised of dozens of banking-focused professionals, is committed to delivering exceptional assurance, tax, and consulting services exclusively for the banking industry. We pride ourselves on our timely responsiveness, ensuring that every banking client receives the attention and expertise they deserve.
